David Schlossberg

Wealth Advisor

RFC, AIF, C(k)P at Assured Concepts Group, Ltd. in East Dundee, IL

3
answers
0
Articles
1
follower

About

David W. Schlossberg is the Senior Partner and a Private Wealth Advisor of Assured Concepts Group, Ltd., which provides financial and estate planning services on a national basis. Based in East Dundee, Illinois, David began a career in insurance and financial services in 1980 and started his own practice in 1983. David has acquired numerous professional certifications and memberships that center upon assisting his clients the growth, protection, and wise transference of their wealth. He is a Registered Financial Consultant, a Certified Estate Planning Professional, a member of the Society of Senior Advisors, an Elder Law Planning Specialist, and a registered Charitable Emissary for the National Community Foundation. He has spoken at national events for his peers, and written articles for industry based publications. He maintains a Series 6, 7, 63, and 66 securities licenses, Life/Health, Property/Casualty, Long Term Care, and Variable Insurance Licenses.

Contact

Send Message

Click for phone number

(847) 426-1077

www.assuredgroup.com

Address

1141 E. Main Street Suite 215 in East Dundee, IL 60118

Info

Languages: English

Year started: 1980

Reviews
0 Reviews

Peer Endorsements
0 Endorsements

Best Answers

Q&A

Asked by Edna

How can I put together a Last Will & Testament and is it necessary?

Upvote 7
Answers 2

Answered by David Schlossberg
RFC, AIF, C(k)P in East Dundee, IL

Everybody has a last will - the choice though is do you want to draft it now, or do you want the probate court to draft it for you. You can dictate the direction of yo...

Estate Planning Investing & Retiring

Q&A

Asked by Lynn

What is the double taxation of dividends?

Upvote 8
Answers 3

Answered by Martin Leclerc
Financial Adviser in Bryn Mawr, PA

First, dividend payments by corporations are not a deductable expense. Therefore, dividends are paid from after-tax income by companies with profits. Second, any ...

Investing & Retiring Taxes Stocks

Q&A

Asked by Alan

How does a solo 401k work? How do you qualify for it?

Upvote 16
Answers 3

Answered by Alex Bentley PRO+
Financial Adviser in Pacific Palisades, CA

I would suggest you review this link to the IRS and also consult your accountant http://www.irs.gov/Retirement-Plans/One-Partic ipant-401(k)-Plans. It is a 401K plan ...

401(k) Investing & Retiring

Specialties

Annuities
Bonds & Fixed Income
Business Planning
Commodities
Equities
Estate Planning

Life Insurance
Mutual Funds
Options & Futures
Retirement Planning
Risk Management
Tax Advantaged Investments

Servicing

Illinois

Credentials

Licenses

Series 6

The Series 6 license is known as the limited-investment securities license. It allows its holders to sell "packaged" investment products such as mutual funds, variable annuities and unit investment trusts (UITs). As of August 10, 2000

Series 63

The Series 63 license, known as the Uniform Securities Agent license, is required by each state and authorizes licensees to transact business within the state. All Series 6 and Series 7 licensees must carry this license as well. As of August 10, 2000

Series 7

The Series 7 license is known as the general securities representative (GS) license. It authorizes licensees to sell virtually any type of individual security. As of April 25, 2002

Series 66

This Series 66 is the newest exam offered by NASAA. In essence, it combines the Series 63 and 65 exams into one 150-minute exam. This test contains no investment material, as the Series 66 license is only available to candidates that are already Series 7 licensed. As of May 3, 2002

Associations

Financial Planners Association

Member March 2000 – present

Certifications

AIF

Mr. Schlossberg has held the designation of Accredited Investment Fiduciary® (AIF®) since 2011. The AIF designation certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. To receive the AIF designation, individuals must complete a training program, successfully pass a comprehensive, closed-book final examination under the supervision of a proctor and agree to abide by the AIF Code of Ethics. In order to maintain the AIF designation, the individual must annually renew their affirmation of the AIF Code of Ethics and complete six hours of continuing education credits. The certification is administered by the Center for Fiduciary Studies, LLC (a Fiduciary360 (fi360) company).

C(k)P

Mr. Schlossberg has held the designation of Certified 401k Professional® [C(k)P] since 2012 as awarded by The Retirement Advisor University in collaboration with UCLA Anderson School of Management Executive Education. The Retirement Advisor University grants the C(k)P, a new designation that distinguishes financial professionals who have demonstrated the knowledge and ability to positively affect the retirement outcome for participants in company retirement plans. This designation is awarded to financial professionals who complete a rigorous curriculum of more than 50 courses, a proctored examination, write a case study detailing real examples of how they are utilizing knowledge from these courses, and attend intensive classroom training at UCLA Anderson in Los Angeles. The C(k)P is one of the most time intensive designations for financial professionals. To attain the C(k)P takes approximately 12-24 months and includes on-campus sessions at UCLA Anderson Executive Education, online courses, mentoring, compl

RFC

The RFC designation is awarded by the International Association of Registered Financial Consultants (IARFC) to financial advisors who meet high standards of education, experience and integrity. Prior to obtaining the RFC designation, a candidate must attain either a professional designation (i.e. Chartered Life Underwriter, Chartered Financial Consultant and Certified Financial Planner) or have earned a bachelor or graduate degree in financial planning, have four (4) years of experience, pass an examination and subscribe to the IARFC Code of Ethics. The comprehensive RFC examination covers a wide range of subject matter: Principles of Personal Finance, Debt and Cash Flow Management, Employee and Government Benefits, Annuities, Securities, Investments and Asset Allocation, Life, Health and Casualty Insurance, Education and Special Needs Funding, Estate Planning, Survivor Income Needs Analysis, and Retirement Income. In addition, designees must agree to devote a minimum of forty (40) hours per year to continui

Accomplishments

Awards

Five Star Professional Award

January 1, 2014

Speaking Engagements

No Speaking Engagements listed.

Background

Experience

Senior Partner

Assured Concepts Group, Ltd. February 1997 – present

Education

Boston University

Masters of Financial Planning 2006

3
answers
0
Articles
1
follower

Ask David Schlossberg

Please note that this question will be referred to David Schlossberg, but will be visible to the entire IntroLend community as a standard Q&A question.

Enter your question

Characters remaining: 140

$firstLetter

Asking as: $ss.eas.userParams.displayName
Ask anonymously

Learn More

Remember me

Forgot Password

By submitting you agree to our Terms of Service

Topics Answered

401(k) x 1

Estate Planning x 1

Investing & Retiring x 3

Taxes x 1

Stocks x 1

Free IntroLend Membership!

Get FREE, full access to IntroLend.com

Simple tools to master your financial life.